Compliance Regulatory Reporting and  Monitoring Generalist

Salary: £30 000 - £45 000
Location: London
Job Type: Permanent

Our client is looking for a Compliance Regulatory Reporting and Monitoring Generalist to join their Compliance team to perform Regulatory Reporting and Monitoring tasks. This is a full-time, permanent role, based in London.

Responsibilities: 
·         Responsible for Submitting all regulatory reporting mandates by regulatory authorities- this includes MIFID reporting, EMIR, EU long short, UK takeover panel
·         Develop in cooperation with developers new reporting tools as required by new regulation
·         Analyse existing process, identify gaps and suggest improvements in process
·         Automate and streamline current processes to improve reporting analysis and commentary or data quality, timeliness, and accuracy
·         Obtaining & maintaining an excellent understanding the organisation and the products and markets it trades & all applicable laws and regulations in various jurisdictions
·         Assisting with training of staff
 
Candidate Specifications:
·         1-3 years’ experience in regulatory reporting and monitoring roles within the Financial Services
 
Industry:
·         Good knowledge in equities and derivatives, market structure & trade cycles
·         Regulatory reporting experience in MIFID or EMIR
·         Good knowledge principles behind Transaction Reporting
·         Knowledge of EU short selling regulation
·         Diploma / Degree in Finance, Business or Compliance;
·         Excellent attention to detail & well-organised;
·         Ability to manage multiple on-going projects and tasks.
·         Ideally a compliance diploma (e.g. CISI)

If you feel you have all of the above then please do send through your CV. Alternatively you can contact me directly on 0207 553 9370 or glenhastings@ec1partners.com